What public Form 5500 filings show about the Cowen-James Enterprise, LLC 401(k) plan — and how to find and check your own account.
Cowen-James Enterprise, LLC (EIN 81-1812810) reports COWEN-JAMES ENTERPRISE 401(K) PLAN on its most recent Form 5500, with $291K in plan assets across 12 active participants. Form 5500 is the annual report employers file with the U.S. Department of Labor for their retirement plans, and it’s public.
See the full Cowen-James Enterprise, LLC filing — schedules, fees, and providers.
Cowen-James Enterprise, LLC’s Form 5500 doesn’t separately disclose a recordkeeper we can confirm. The firms named on its Schedule C are service providers — which can include investment managers, trustees, and auditors, and are not necessarily the company that runs your account. To find who runs your 401(k), check your enrollment paperwork or a recent statement, or ask Cowen-James Enterprise, LLCHR for the recordkeeper’s name and login.
