What public Form 5500 filings show about the Compliance Systems Management LLC 401(k) plan — and how to find and check your own account.
Compliance Systems Management LLC (EIN 20-8365355) reports COMPLIANCE SYSTEMS MANAGEMENT LLC 401(K) PLAN on its most recent Form 5500, with $335K in plan assets across 29 active participants. Form 5500 is the annual report employers file with the U.S. Department of Labor for their retirement plans, and it’s public.
See the full Compliance Systems Management LLC filing — schedules, fees, and providers.
Compliance Systems Management LLC’s Form 5500 doesn’t separately disclose a recordkeeper we can confirm. The firms named on its Schedule C are service providers — which can include investment managers, trustees, and auditors, and are not necessarily the company that runs your account. To find who runs your 401(k), check your enrollment paperwork or a recent statement, or ask Compliance Systems Management LLCHR for the recordkeeper’s name and login.
