Caven Enterprises, Incorporated 401(k) Plan
What public Form 5500 filings show about the Caven Enterprises, Incorporated 401(k) plan — and how to find and check your own account.
The Caven Enterprises, Incorporated 401(k) on its latest Form 5500
Caven Enterprises, Incorporated (EIN 75-2029811) reports CAVEN ENTERPRISES 401(K) PLAN on its most recent Form 5500, with $8.3M in plan assets across 69 active participants. Form 5500 is the annual report employers file with the U.S. Department of Labor for their retirement plans, and it’s public.
See the full Caven Enterprises, Incorporated filing — schedules, fees, and providers.
Who runs the Caven Enterprises, Incorporated 401(k)?
The plan’s recordkeeper — the firm that runs the website and statements where you check your balance, change contributions, and manage your account — is Principal, based on the plan’s Schedule C service-provider disclosure. That’s the login you use for your Caven Enterprises, Incorporated 401(k).
Other service providers named on the filing (investment managers, trustees, auditors — not necessarily the recordkeeper): UBS FINANCIAL SERVICES.
How to check your Caven Enterprises, Incorporated 401(k)
- Log in to Principal’s participant portal (the site on your statements).
- Ask Caven Enterprises, Incorporated HR or benefits for the recordkeeper name and enrollment link.
- Left the company? Your balance stays in the plan until you roll it over — see how to find a lost 401(k).

