What public Form 5500 filings show about the Caplan and Earnest, LLC 401(k) plan — and how to find and check your own account.
Caplan and Earnest, LLC (EIN 84-1291084) reports CAPLAN AND EARNEST, LLC 401(K) PROFIT SHARING PLAN on its most recent Form 5500, with $13.5M in plan assets across 55 active participants. Form 5500 is the annual report employers file with the U.S. Department of Labor for their retirement plans, and it’s public.
See the full Caplan and Earnest, LLC filing — schedules, fees, and providers.
Caplan and Earnest, LLC’s Form 5500 doesn’t separately disclose a recordkeeper we can confirm. The firms named on its Schedule C are service providers — which can include investment managers, trustees, and auditors, and are not necessarily the company that runs your account. To find who runs your 401(k), check your enrollment paperwork or a recent statement, or ask Caplan and Earnest, LLCHR for the recordkeeper’s name and login.
