What public Form 5500 filings show about the Capital One Financial Corporation 401(k) plan — and how to find and check your own account.
Capital One Financial Corporation (EIN 54-1719854) reports CAPITAL ONE FINANCIAL CORPORATION ASSOCIATE SAVINGS PLAN on its most recent Form 5500, with $12.0B in plan assets across 45,199 active participants. Form 5500 is the annual report employers file with the U.S. Department of Labor for their retirement plans, and it’s public.
See the full Capital One Financial Corporation filing — schedules, fees, and providers.
The plan’s recordkeeper — the firm that runs the website and statements where you check your balance, change contributions, and manage your account — is Fidelity, based on the plan’s Schedule C service-provider disclosure. That’s the login you use for your Capital One Financial Corporation 401(k).
Other service providers named on the filing (investment managers, trustees, auditors — not necessarily the recordkeeper): MERCER INVESTMENTS, NEWPORT TRUST, STATE STREET GLOBAL ADVISORS, STRATEGIC ADVISORS, MERCER.
