What public Form 5500 filings show about the Brokers Holdings, LLC 401(k) plan — and how to find and check your own account.
Brokers Holdings, LLC (EIN 26-3443302) reports RETIREMENT INCOME SECURITY PLAN-ERA BROKERS CONSOLIDATED on its most recent Form 5500, with $120K in plan assets across 115 active participants. Form 5500 is the annual report employers file with the U.S. Department of Labor for their retirement plans, and it’s public.
See the full Brokers Holdings, LLC filing — schedules, fees, and providers.
Brokers Holdings, LLC’s Form 5500 doesn’t separately disclose a recordkeeper we can confirm. The firms named on its Schedule C are service providers — which can include investment managers, trustees, and auditors, and are not necessarily the company that runs your account. To find who runs your 401(k), check your enrollment paperwork or a recent statement, or ask Brokers Holdings, LLCHR for the recordkeeper’s name and login.
