What public Form 5500 filings show about the Ascendiant Capital Markets, LLC 401(k) plan — and how to find and check your own account.
Ascendiant Capital Markets, LLC (EIN 27-1607446) reports ASCENDIANT CAPITAL MARKETS, LLC 401(K) PROFIT SHARING PLAN on its most recent Form 5500, with $1.0M in plan assets across 6 active participants. Form 5500 is the annual report employers file with the U.S. Department of Labor for their retirement plans, and it’s public.
See the full Ascendiant Capital Markets, LLC filing — schedules, fees, and providers.
Ascendiant Capital Markets, LLC’s Form 5500 doesn’t separately disclose a recordkeeper we can confirm. The firms named on its Schedule C are service providers — which can include investment managers, trustees, and auditors, and are not necessarily the company that runs your account. To find who runs your 401(k), check your enrollment paperwork or a recent statement, or ask Ascendiant Capital Markets, LLCHR for the recordkeeper’s name and login.
