Alpha Omega Financial Advisory, Inc. 401(k) Plan

The Alpha Omega Financial Advisory, Inc. 401(k) on its latest Form 5500

Alpha Omega Financial Advisory, Inc. (EIN 86-2466147) reports ALPHA OMEGA FINANCIAL, INC. 401(K) SAFE HARBOR PROFIT SHARING PLAN on its most recent Form 5500, with $960K in plan assets across 2 active participants. Form 5500 is the annual report employers file with the U.S. Department of Labor for their retirement plans, and it’s public.

See the full Alpha Omega Financial Advisory, Inc. filing — schedules, fees, and providers.

Who runs the Alpha Omega Financial Advisory, Inc. 401(k)?

Alpha Omega Financial Advisory, Inc.’s Form 5500 doesn’t separately disclose a recordkeeper we can confirm. The firms named on its Schedule C are service providers — which can include investment managers, trustees, and auditors, and are not necessarily the company that runs your account. To find who runs your 401(k), check your enrollment paperwork or a recent statement, or ask Alpha Omega Financial Advisory, Inc.HR for the recordkeeper’s name and login.

How to check your Alpha Omega Financial Advisory, Inc. 401(k)

• Log in to the plan’s recordkeeper portal (the site on your statements).
• Ask Alpha Omega Financial Advisory, Inc. HR or benefits for the recordkeeper name and enrollment link.
• Left the company? Your balance stays in the plan until you roll it over — see how to find a lost 401(k).